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Dually Registered Broker-Dealers and Advisers – Regulatory, Compliance and Enforcement 2021

Chair(s): Clifford E. Kirsch
Practice Area: Broker-dealers, Enforcement (Securities and other financial products), Regulation and compliance (Securities and other financial products), Securities and other financial products
Published: Feb 2021 i Other versions can be found in the Related Items tab.
ISBN: 9781402438141
PLI Item #: 303157
CHB Spine #: B2623