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White Collar Crime 2014: Prosecutors and Regulators Speak
Chair(s):
Steven R. Peikin, James J. Benjamin
Practice Area:
Corporate & Securities, Litigation
Published:
Sep 2014
ISBN:
9781402422973
PLI Item #:
51671
CHB Spine #:
H959
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. United States Attorneys’ Annual Statistical Report
Chapter 2. Financial Reporting and Audit Task Force
Chapter 3. SEC Announces Enforcement Initiatives to Combat Financial Reporting and Microcap Fraud and Enhance Risk Analysis
Chapter 4. Financial Reporting and Accounting Fraud—Speech by Andrew Ceresney, Co-Director of the Division of Enforcement
Chapter 5. In the Matter of Steven A. Cohen, Corrected Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Chapter 6. U.S. v. S.A.C. Capital Advisors, L.P., 13 Cr. 541, Indictment
Chapter 7. SEC v. Fabrice Tourre, 10 Civ. 3229 (KBF), Memorandum Decision & Order
Chapter 8. Disciplinary Proceedings Against Attorneys Under SEC Rule 102(e): An Update Since the Initial Altman Decision
Chapter 9. U.S. v. Joseph Contorinis, 692 F. 3d 136 (2d Cir. 2012)
Chapter 10. U.S. v. Doug Whitman, 555 Fed.Appx. 98 (2d Cir. 2014), Summary Order
Chapter 11. ACAMS AML Risk Management Conference: Prepared Remarks of U.S. Attorney Preet Bharara
Chapter 12. SIFMA’s Compliance and Legal Society Annual Seminar, Prepared Remarks of U.S. Attorney Preet Bharara
Chapter 13. Re JPMorgan Chase Bank, N.A.— Deferred Prosecution Agreement
Chapter 14. In the Matter of JPMorgan Chase Bank, N.A., No. 2014-1, Assessment of Civil Money Penalty
Chapter 15. In the Matter of JPMorgan Chase Bank, N.A., JPMorgan Bank and Trust Company, N.A., Chase Bank USA, N.A., AA-EC-13-109, Consent Order for the Assessment of a Civil Money Penalty
Chapter 16. U.S. v. BNP Paribas S.A., Plea Agreement
Chapter 17. In the Matter of BNP Paribas, S.A., Consent Order Under New York Banking Law § 44
Chapter 18. Re U.S. v. BNP Paribas S.A., Settlement Agreement
Chapter 19. Re U.S. v. S.A.C. Capital Advisors, L.P., et al., 13 Cr. 541 (LTS) and U.S. v. S.A.C. Capital Advisors, L.P., et al., 13 Civ. 5182 (RJS), Plea Agreement
Chapter 20. FCPA Digest, Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act
Chapter 21. Industry Wide and Cross Border Investigations
Chapter 22. SEC v. Cuban, 634 F. Supp 2d 713 (N.D. Texas 2009), Memorandum Opinion and Order
Chapter 23. SEC v. Cuban, 620 F.3d 551 (5th Cir. 2010), Opinion
Chapter 24. U.S. v. Litvak, (2013), Opinion
Chapter 25. U.S. v. Newman, et al., 12 Cr. 121 (RJS), Memorandum of Law in Support of Defendant Anthony Chiasson’s Motion for Severance
Chapter 26. U.S. v. Newman, et al., 12-CR-00121 (RJS), Memorandum of Law in Support of Defendant Todd Newman’s Motion for Severance and for Expedited Disclosure of Information Essential to the Preparation of His Defense
Chapter 27. U.S. v. Newman, et al., 12 Cr. 121 (RJS), Government’s Memorandum of Law in Opposition to the Motions of Defendants Todd Newman, Anthony Chiasson, and Jon Horvath for Severance
Chapter 28. U.S. v. Todd Newman and Anthony Chiasson, 12 Cr. 121 (RJS), Government’s Motion In Limine for Additional Expert Disclosures and to Preclude Certain Expert Testimony
Chapter 29. U.S. v. Todd Newman and Anthony Chiasson, 12 Cr. 121 (RJS), Defendant Anthony Chiasson’s Memorandum of Law in Opposition to the Government’s Motion In Limine for Additional Expert Disclosures and to Preclude Certain Expert Testimony
Chapter 30. U.S. v. Todd Newman and Anthony Chiasson, 12 Cr. 121 (RJS), Memorandum of Law of Defendant Todd Newman in Opposition to the Government’s Motions In Limine for Additional Expert Disclosures and to Preclude Certain Expert Testimony
Chapter 31. U.S. v. Steinberg, 12 Cr. 121 (RJS), Indictment
Chapter 32. SEC v. Steinberg, 13 Civ. 2082 (HB), Government’s Memorandum of Law in Support of Its Application to Intervene and for a Limited Stay of Discovery
Chapter 33. SEC v. Steinberg, 13 Civ. 2082 (HB), Memorandum of Law in Opposition to the United States Attorney’s Application to Intervene and for a Limited Stay of Discovery
Chapter 34. U.S. v. Steinberg, 12 Cr. 121 (RJS), Government’s Memorandum of Law in Support of Its Motion In Limine to Admit Evidence of Parallel Trading
Chapter 35. U.S. v. Steinberg, 12 Cr. 121 (RJS), Michael Steinberg’s Response to Government’s Motion In Limine to Admit Evidence of Parallel Trading
Chapter 36. U.S. v. Steinberg, 12 Cr. 121 (RJS), Government’s Letter Seeking to Preclude Evidence
Chapter 37. U.S. v. Steinberg, 12 Cr. 121 (RJS), Opening Statements
Chapter 38. U.S. v. Steinberg, 12 Cr. 121 (RJS), Closing Statements and Rebuttal
Chapter 39. U.S. v. Steinberg, 12 Cr. 121 (RJS), Memorandum and Order
Index
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