Securities Arbitration 2020

Front Matter
Faculty Bios
Table of Contents
Chapter 1. FINRA, The Financial Industry Regulatory Authority’s Dispute Resolution Activities (Revised June 17, 2020)
Chapter 2. Top Ten Specious Reasons Why Lawyers Won’t Mediate, PIABA Bar Journal, Vol. 11, No. 3, Fall 2004 (Updated May 21, 2020)
Chapter 3. Ellen Slipp, Practical Tips and Techniques to Succeed in Virtual Mediation: Zooming Ahead! (June 17, 2020)
Chapter 4. Scott Eichhorn and Christine Lazaro, St. John’s University School of Law, Telephonic Mediations of Small Claims (June 2020)
Chapter 5. FINRA Mediations and Arbitrations in a Virtual World (June 2020)
Chapter 6. Tracey Salmon-Smith and Vijayasri G. Aryama, The Nuts and Bolts of FINRA Arbitrator Disclosures (July 2020)
Chapter 7. FINRA, Oath of the Arbitrator
Chapter 8. Arbitrators Beware: The Defense that the Delivery of a Prospectus Constitutes a “Get out of Jail Free Card” for Financial Professionals Is Fake News (June 17, 2020)
Chapter 9. Sandra D. Grannum and Edward J. Scarillo, The Effective Use of Experts in Arbitration: When to Hold Them, When to Show Them and How to Use Them (June 2020)
Chapter 10. Choosing an Expert: Important Lessons from the Front Lines (June 17, 2020)
Chapter 11. Why Does Racial Equality, Diversity and Inclusion Continue to Elude Wall Street? (June 30, 2020)
Chapter 12. U.S. House of Representatives, Diversity and Inclusion: Holding America’s Large Banks Accountable, 116th Congress, Second Session (February 2020)
Chapter 13. FINRA, Our Commitment to Achieving Arbitrator and Mediator Diversity at FINRA (2020)
Chapter 14. David Carey, Unpaid Awards—What Arbitrators Can Do (June 17, 2020)
Chapter 15. Scott Eichorn and Elissa Germaine, Arbitration Law Update: 2019–2020 (July 2020)
Chapter 16. Clint A. Corrie, Lewis, Brisbois, Bisgaard & Smith LLP, Anatomy of a Reg BI Arbitration (June 2020)
Chapter 17. Sandra D. Grannum and Edward J. Scarillo, Have No Fear, Reg BI Is Finally Here (June 29, 2020)
Index