Private Fund Regulatory Developments 2021

Front Matter
Faculty Bios
Table of Contents
Chapter 1. Philip T. Hinkle and Audrey Wagner, Dechert LLP, CFTC Finalizes Regulation Amendments: Certain Registered and Exempt CPOs and CTAs Need to Take Action (January 2020)
Chapter 2. Audrey Wagner, Philip T. Hinkle and Marylyn Harrell, Dechert LLP, CFTC Proposes Changes to Form CPO-PQR (April 2020)
Chapter 3. Philip T. Hinkle, et al., Dechert LLP, SEC Publishes OCIE Risk Alert on LIBOR Transition Preparedness Examination Initiative (July 2020)
Chapter 4. Philip T. Hinkle, Audrey Wagner and Marylyn Harrell, Dechert LLP, CFTC Finalizes New Requirement Applying Statutory Disqualification Prohibitions to CPOs Exempt under CFTC Regulation 4.13 Exempt CPOs Must Take Action in 2020 (August 2020)
Chapter 5. Philip T. Hinkle, Audrey Wagner and Marylyn Harrell, Dechert LLP, LIBOR Transition—The Moment the Market Has Been Waiting For (October 2020)
Chapter 6. Philip T. Hinkle and Audrey Wagner, Dechert LLP, CFTC Adopts New Federal Position Limits and Amendments (November 2020)
Chapter 7. Philip T. Hinkle and Audrey Wagner, Dechert LLP, Registered and Exempt Market Participants May Need to Plan Ahead to Take Action Early in 2021 to Address CFTC and NFA Rule and Reporting Requirement Changes (November 2020)
Chapter 8. Audrey Wagner, Philip T. Hinkle and Marylyn Harrell, Dechert LLP, Federal Agencies Adopt Amendments to Volcker Rule (July 2020)
Chapter 9. Tricia J. Lee, et al., Dechert LLP, OCIE Publishes Risk Alert Regarding Recent Focus Areas in Private Fund Adviser Examinations (July 2020)
Chapter 10. K. Susan Grafton, et al., Dechert LLP, OCIE Publishes Risk Alert on COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers (August 2020)
Chapter 11. Tricia J. Lee, et al., Dechert LLP, The Updated Accredited Investor and Qualified Institutional Buyer Definitions (October 2020)
Chapter 12. K. Susan Grafton, et al., Dechert LLP, SEC Proposes Conditional Registration Exemption for Finders (October 2020)
Index